Legal and Regulatory

Key topics include:

• The Bribery Act 2010 and how it applies to UK business
• Offences introduced by the Bribery Act
• Internal controls and policy areas
• Basic requirements for implementation and more

Format
e-Learning, available on-demand
Costs are per licence, lasting 6 months

Course overview:
Understand the difference between hospitality and bribery and the surrounding laws. Discover what to look out for, how to report signs of bribery or corruption and understand the practical measures needed for compliance with the Bribery Act 2010.


 

Key topics include:

• Money laundering regulations and FCA rules
• Terrorist financing and transfer of funds regulations
• The impact of multijurisdictional regulation
• Ongoing monitoring, reporting of suspicions and more

Format
e-Learning, available on-demand
Costs are per licence, lasting 6 months

Course overview:
This course will help delegates understand what money laundering is, what the law says and what their responsibilities are. Using interactive exercises and real-life scenarios, learn how to spot and report suspicious activity and demystify jargon.


 

Key topics include:

• The key principles of SMCR
• The changes SMCR brings and FCA expectations
• Reminder of the conduct rules
• Required responsibilities, duties and actions and more

Format
e-Learning, available on-demand
Costs are per licence, lasting 6 months

Course overview:
Our new e-learning course ensures those who are accountable and responsible for complying with the Senior Managers and Certification Regime (SMCR) are aware of their responsibilities in an efficient and certified way and is a useful refresher for experienced managers.


 

Key topics include:

• The legal structure of transactions
• Warranties and indemnities
• Pricing and deal structuring
• Exits issues and more

Format
In-person, London

Course overview:
Presented by leading industry practitioners, this course provides delegates with a deeper understanding of the documentary processes, legalities and commercial issues surrounding private equity transactions and explores the most efficient ways to communicate with legal teams.

 

Key topics include:

• Terms, investment agreement and articles
• Loan agreements
• Tax and management incentives and more

Format
In-person, London

Course overview:
This course delivers an extensive overview of the documentary processes, legalities and commercial issues surrounding venture capital transactions and provides delegates with invaluable advice from some of the best VC lawyers in the field.